Li-Anne Rowswell Mufson Li-Anne Rowswell Mufson

Are You Ready for the ICH E6(R3) Rollout?

By Michael Bronfman, July 7, 2025

research scientist  doing clinical trials ICH E6 (R3) Rollout

At Metis Consulting Services, we are acutely aware that a countdown has begun for a monumental shift in the clinical trial landscape. On July 23, 2025, the International Council for Harmonisation (ICH) E6(R3) Guideline for Good Clinical Practice (GCP) officially comes into effect, ushering in a new era for how clinical trials are conceived, executed, and overseen globally. This fundamental reimagining of GCP, driven by years of stakeholder collaboration and the rapid evolution of technology and scientific approach, is very exciting. This week in "The GuardRail" Michael Bronfman writes below about the pressing question it raises: Are sponsors, Contract Research Organizations (CROs), technology providers, and regulatory teams truly prepared for the profound implications of E6(R3) on compliance strategies, trial design, risk management, and the very future of clinical research?

Implications for Clinical Trials, Sponsors, CROs, and the Future of GCP

The global pharmaceutical and biotech industries are bracing for a major regulatory shift: the official rollout of the ICH E6(R3) Guideline for Good Clinical Practice (GCP) on July 23, 2025. After years of revision, stakeholder consultations, and a changing technological and scientific landscape, E6(R3) marks a significant evolution in how clinical trials are designed, conducted, and overseen.

Are sponsors, contract research organizations (CROs), technology providers, and regulatory teams truly ready for what’s ahead? What are the real-world implications of this transition from compliance strategies and trial design to risk management, digital transformation, and global harmonization?

In this post, we break down:

  • What’s changing with ICH E6(R3)

  • What sponsors and CROs must do to prepare

  • How the update reflects the future of GCP

  • Risks and opportunities across the pharma value chain

What Is ICH E6(R3)? A Quick Recap

The International Council for Harmonisation (ICH) first adopted E6 in 1996, introducing a unified standard for Good Clinical Practice. While the 2016 ICH E6(R2) revision improved transparency and oversight, particularly regarding CROs and quality management systems, it still fell short of addressing modern trial complexity and the digitization of data collection.

ICH E6(R3), by contrast, was developed with flexibility, scalability, and technological evolution in mind. It is also structured in two parts:

  1. Principles and Annex 1 (finalized and adopted): Applicable to interventional clinical trials.

  2. Annex 2 (in development): Will address non-traditional designs like decentralized trials (DCTs), adaptive trials, and real-world data (RWD) use.

The overarching aim is to ensure that clinical trials are fit for purpose, ethically sound, scientifically valid, and operationally efficient for our current global, digitized environment.

What’s Changing? Key Shifts in E6(R3)

The ICH E6(R3) revision doesn’t just tweak processes; it reimagines them. Here are the most critical changes:

1. Quality by Design (QbD) Becomes Non-Negotiable

QbD, the proactive identification and mitigation of risks that threaten participant safety and data integrity, is now a foundational principle. It shifts trial design from a reactive to a predictive approach.

2. Risk-Based Thinking at Every Level

Building on R2’s quality management system, R3 makes risk-based monitoring (RBM) and risk assessment integral to planning, conduct, and oversight, rather than just operational monitoring.

3. Modernization of Sponsor–CRO Oversight

R3 places a clearer, shared responsibility on sponsors and CROs to ensure fit-for-purpose vendor oversight, with less prescriptive language and a greater emphasis on principles and proportionality.

4. Fit-for-Purpose Documentation

E6(R3) rejects the “more is better” mentality. Documentation should demonstrate ethical conduct and data integrity, not create unnecessary administrative burden.

5. Emphasis on Participant-Centricity

Informed consent, trial burden, and participant engagement are brought to the forefront, which supports the shift toward decentralized and hybrid trial models.

6. Technology-Agnostic Principles

Rather than prescribing specific tools, E6(R3) enables the use of digital technologies, eSource, eConsent, and DCT models, provided they uphold core GCP principles.

Timeline:

While July 23, 2025, marks the official adoption date, regulators and industry stakeholders understand that implementation is a process. Regulators such as the FDA, EMA, PMDA, and others are expected to release region-specific guidance on integration into their frameworks. However, organizations conducting global trials should prepare now to meet harmonized expectations across jurisdictions.

Implications Across the Pharma Landscape

1. For Sponsors: New Responsibilities, New Strategies

Sponsors can no longer treat GCP compliance as a check-the-box activity. E6(R3) demands:

  • End-to-end risk assessments: not just site monitoring, but risk identification in protocol design, vendor selection, and data flow.

  • Cross-functional collaboration: Medical, regulatory, data management, and clinical ops must break silos.

  • Fit-for-purpose technology: From eConsent to central monitoring dashboards, tools must enable, not burden, quality.

Forward-looking sponsors will view R3 not as a hurdle, but as a framework for smarter trial design and cost-effective compliance.

2. For CROs: Oversight, Not Just Execution

CROs are no longer “just vendors.” Under R3, vendors share responsibility for risk management, data integrity, and participant safety. Key implications:

  • Clearer contracts and delegation of duties

  • Risk-sharing models in quality oversight

  • Stronger internal QMS to align with R3 principles

Expect CRO audits and partnership models to evolve as sponsors seek R3-aligned vendors with proactive quality systems and digital maturity.

3. For Sites: Less Paper, More Empowerment

While R3 doesn’t directly regulate sites, the ripple effects are clear:

  • A reduced administrative burden if sponsors streamline documentation expectations.

  • More support for site-centric technology like eISF, eSource, and remote monitoring.

  • Clearer definitions of roles and expectations.

Sites that embrace digital workflows and risk-based cooperation will thrive in the new paradigm.

4. For Technology Providers: It’s Time to Grow Up

Tech vendors must move from “tools” to compliance partners. E6(R3) does not mandate specific platforms, but sponsors will seek:

  • Validation and audit-ready documentation

  • Interoperability with existing systems (e.g., EDC, CTMS, eTMF)

  • Support for RBM and real-time oversight

Those who deliver not just features but fit-for-purpose, compliant solutions will rise above the noise.

Strategic Considerations: How to Prepare Now

With less than a month to go, it’s not too late, and preparation must be strategic.

1. Assess Your Current GCP Framework

Use the ICH E6(R3) principles as a benchmark. Ask:

  • Do we have a documented, cross-functional risk management plan in place?

  • Is our QMS aligned with the spirit (not just the letter) of GCP?

  • Are our SOPs technology-agnostic but principle-driven?

2. Upskill Your Teams

Clinical, data, regulatory, QA, and vendor management teams must understand E6(R3) in both theory and practice. Invest in:

  • Targeted training

  • Risk assessment workshops

  • Change management programs

3. Engage with Regulators and Peers

Leverage regulator-hosted webinars, ICH training, and industry forums. Align with evolving expectations before inspection time comes.

4. Run Pilot Projects

  • Test R3 principles in live trials now:

  • Apply QbD in protocol design

  • Practice proportional documentation

  • Use RBM dashboards

This helps teams build confidence before full adoption.

The Broader Vision: Future-Proofing GCP

E6(R3) is not only a regulatory upgrade; it is a cultural reset. It reflects the convergence of ethics, science, and technology in a world where:

  • Clinical trials are decentralized and global

  • Data is streaming in from wearables, apps, and EMRs

  • Patients are participants, not subjects

In this landscape, rigid rules give way to flexible principles, allowing innovation while safeguarding quality.

The broader implication? Sponsors and CROs that fully internalize E6(R3) will be best positioned to:

  • Embrace decentralized, real-world, and adaptive trial models

  • Reduce trial costs through smarter design and oversight

  • Deliver faster, more ethical, more reliable results to regulators and participants

Conclusion: Ready or Not, R3 Is Here

The July 23, 2025, ICH E6(R3) rollout is not a finish line; it is a starting point. For sponsors, CROs, and clinical technology providers, R3 represents a long-overdue shift toward smarter, more scalable, and participant-centric trial operations.

While the transition will require investment and cultural change, the benefits, ranging from improved trial quality to regulatory readiness and operational efficiency, are significant.

The question is not “Will we comply?” It is “How can we lead?”

Suggested CTA for Pharma Companies

If you have not already begun aligning your SOPs, vendor oversight models, and risk management strategies with ICH E6(R3), the time to start is now. A proactive approach will help ensure both compliance and a competitive advantage in a rapidly changing research environment.

If you are interested in starting a conversation about how you or your organization can lead in this environment, email us at: hello@metisconsultingservices.com or visit our website at www.metisconsultingservices.com

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About Metis Amanda Sicard About Metis Amanda Sicard

Who is Metis?

Who is Metis?  Metis was founded six years ago by Michelleanne Bradley- President and CEO of Metis, with more than  20 years of experience in the biotech and pharma industry. She has focused on the Quality and Pharmacovigilance sectors for most of those years.

Welcome to Metis Consulting Services

Who is Metis?

Welcome to the first Metis Consulting Services blog post - A  Biopharmaceutical solutions organization.

Who is Metis?  Metis was founded six years ago by Michelleanne Bradley- President and CEO of Metis, with more than  20 years of experience in the biotech and pharma industry. She has focused on the Quality and Pharmacovigilance sectors for most of those years.

Vice President Jennifer DiMarco has over 25 years of experience in Quality and Compliance, specializing in post-marketing activities such as Pharmacovigilance, HCP Engagement, and Commercial. Jennifer has participated in and led dozens of health authority inspections worldwide. She designed the first SMF accepted by the EMA. 

Michelleanne founded Metis because she wanted to lead a company focusing on consultant and client success. Ethics are her passion, and putting the patient first is her priority. She takes pride in bringing teams together to work harmoniously toward that common goal. Metis is named after the Goddess Metis, the mother of Athena. 

We have a large group of experienced Professional Consultants who are passionate about the patient's best interest and driving clients' success. Metis consultants are experienced in worldwide markets to meet client needs. 

I am Li-Anne Rowswell Mufson, a Program Researcher here at Metis And pretty new to Metis and the pharmaceutical and biotech industry in general. I have what you might call the newcomer perspective.

Compliance and Quality

In this post, we share our approach to defining the difference between Compliance and Quality as it relates to biotech, medical device, and pharmaceutical companies. We will also discuss why Compliance and Quality are essential in the pharmaceutical industry.  I’m sure if you are reading this blog, you already know what Quality Assurance and Compliance are and how they relate to what you do in your department. Still, it may be a little fuzzy, and you have some anxiety over the whole subject. We’ve got you. Let’s get down to basics.

The pharmaceutical industry is highly regulated. Regulatory agencies require pharmaceutical companies to meet specific standards of Quality and Compliance. So it is essential to thoroughly understand what these words mean and how they are related. The purpose of Quality Assurance is to ensure that the end result of the product being manufactured/developed/tested/marketed has the desired effect on the patients. QA goes further to ensure that the product will meet (or exceed) all requirements and relevant regulations. In other words, Quality guarantees Compliance.

Quality and Compliance

Michelleanne asserts that we need to set the foundation by defining these terms. For her, the difference between Quality and Compliance is that Quality is the action and Compliance is the output. If Quality systems are in place, you have a Compliant output. 

Jennifer adds that Compliance is the strategy and Quality is the tactics; in other words, Quality is a verb, as one of Jennifer’s mentors put it. You “do Quality” so you are Compliant in relation to the regulatory environment.  Quality is the tactics used to comply with that regulatory environment:  the standard, code, or regulation (GXPs, for example.)

Metis can help

Industry standards and regulations across international and governmental arenas can be complicated. They are constantly evolving. By developing those Quality systems (tactics) and getting them in place, the team will be in Compliance with those standards and regulations. And although the Quality Department is the driver of those systems, Quality and Compliance are everyone’s responsibility. The ultimate target for everyone is to assure patient safety by delivering medicine or medical devices with the required quality, safety, and efficacy.

Everyone within the organization who touches any aspect of a particular process needs to know what these terms mean. People in our industry often use “Quality” and “Compliance” interchangeably. For us at Metis, this is a critical discussion.

If we think of the work an organization does as being similar to building a house, Jennifer says we might call Quality the foundational piece, the framework. ”The architectural plans, and perhaps the roof becomes the Compliance piece as you are metaphorically building.”  Jennifer - who thinks in pictures - loves this metaphor because it evokes such a strong visual image. “It is the structural framework,” adds Michelleanne. “Without the structural framework, you are always putting out the fires instead of preventing them.” 

When Michelleanne bought her house, there was no kitchen. Just about everything, everywhere you looked, needed work.  It was a real fixer-upper. So she took inventory and set her priorities. Her top priority was the roof. Michelleanne had a colleague who knew she  loved to cook and repeatedly asked, “Why don’t you do the kitchen first?” She explained why the roof was her top priority: “You can have a  fabulous kitchen, but if the roof caves in, you’ll be picking debris out of your dinner.” The “house = your pharmaceutical organization” analogy is a good one.  Let’s say your department is the kitchen - with granite surfaces and a new Sub Zero fridge. You have your shop in order! But if there is lousy plumbing - in this case, let’s say IT, which impacts every department - or it isn’t functioning well, then It’s just no good! You can’t cook in your fab kitchen! 

At Metis, we help the whole house function together. Let’s have a conversation around what you need.

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